Client Learning Center

Understand Schwab's Role

Selecting an investment advisor is a significant decision. And choosing the right brokerage firm to custody your assets is an important decision for you and your advisor to make together. When you place your assets at Schwab, you are choosing a custodian experienced in serving the unique needs of independent advisors and their clients. Learn more about Schwab and our policies, services, and protections by reviewing the information below.

You, Your Advisor & Schwab

You, Your Advisor & Schwab

Your advisor's expertise and Schwab's custody services come together to help protect your assets and support your investment goals.

You can learn much more about how Schwab works with your advisor to serve you in A Winning Relationship: You, Your Advisor, and Schwab Advisor Services. This brochure provides an overview of how Schwab's products and services support your advisor's management of your investments, as well as how we handle our key role as your custodian: safeguarding your assets. You'll also find information about the firm, its procedures, and the support we offer.

Resources:

A Winning Relationship: You, Your Advisor, and Schwab Advisor Services

How Schwab Protects Your Assets

Schwab is committed to staying financially strong, and we have confidence in our ongoing financial health. We run our business with a sound capital structure and position our company for long-term strength and stability. We take appropriate actions to help give our clients confidence about the security of their accounts.

Our brochure How Client Assets are Protected at Schwab provides an overview of our asset safety and insurance policies. And you can gain insights into our stability with our Statement of Financial Strength.

Resources:

How Client Assets are Protected at Schwab

Statement of Financial Strength

How Schwab Protects Your Assets