Scott Rister, Vice President of Compliance Solutions, details the investments made over the past year and outlines upcoming technology updates and other exciting plans for 2013 and beyond.
In today’s demanding environment of increased complexity and costs, compliance and employee trade monitoring is a major investment for firms like yours. It’s time for a new solution and a new perspective on the issues.
Schwab and Compliance11 come together with Compliance Solutions, two companies committed to offering you one of the most complete compliance solutions available in the industry.
Schwab Designated Brokerage Services
Questions? Call 877-589-4276. See upcoming client and industry events.