1. Restrictions apply: The $4.95 commission does not apply to foreign stock transactions, large block transactions requiring special handling, or restricted stock transactions. Foreign ordinary shares that trade online in the U.S. over-the-counter (OTC) market and do not settle in the U.S. will have a $50 foreign transaction fee added to the cost of the transaction. All broker-assisted and automated phone trades are subject to service charges. See the Charles Schwab Hong Kong Pricing Guide for Individual Investors for full fee and commission schedules. Employee equity compensation transactions are subject to separate commission schedules.
2. Source: www.nyse.com as of June 15, 2016.
Earn 50 commission-free online trades with a qualifying net deposit of $50,000 or more in a new or existing Schwab Hong Kong U.S. dollar account.
Schwab Hong Kong Trades Promotion Terms and Conditions
With a qualifying net deposit of US$50,000 or more, earn 50 commission-free online trades.
Offer valid for clients who make a qualifying net deposit into a Charles Schwab, Hong Kong, Ltd. (“Schwab”) retail brokerage account within 45 days of enrollment in the offer. Net deposits are assets deposited into the account minus assets withdrawn from the account and transferred out of Schwab. Only assets new to Schwab qualify; assets transferred from affiliates are excluded. Net deposits will be calculated daily, and the trades will be credited to your account within one week of confirmation of a qualifying net deposit. The trades will be applied only to the enrolled account and apply only to base equity and options commissions. Options per-contract, foreign transaction, exchange, and regulatory fees still apply. Only trades placed through schwab.com.hk, Schwab trading platforms, and Schwab Wireless are eligible. Trades will expire 180 days after being credited to your account and will not be applied to previously executed trades. No credit will be given for unexecuted trades.
Schwab reserves the right to change the offer terms or terminate the offer at any time. This offer is limited to one per account, with no more than one account enrolled per client. It does not apply to accounts managed by independent investment advisors or the Schwab Global Account™. No more than 500 trades per client may be received pursuant to all promotional offers in any 12-month period. This offer is not transferable, saleable, or valid in conjunction with certain other offers. Employees, contractors, or persons similarly associated with Schwab or a Schwab affiliate; their spouses; and employees of any securities regulatory organization or exchange are not eligible. Other restrictions may apply. Should any dispute arise, Schwab reserves the right of final decision. Any taxes related to the offer are your responsibility.
Investment involves risk. The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and a security may become valueless. It is as likely that losses will be incurred as that profit will be made as a result of buying and selling securities. Past performance is no indication of future results, and values fluctuate. The potential for profit or loss from transactions will be affected by fluctuations in currency exchange rates.
Options carry a high level of risk and are not suitable for all investors. Certain requirements must be met to trade options through Schwab. Please read the options disclosure document titled Characteristics and Risks of Standardized Options.
Investors should carefully consider information contained in the prospectus, including investment objectives, risks, charges, and expenses. You can request a prospectus by calling +852-2101-0511. Please read the prospectus carefully before investing.
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